What is a Mobile Compliance Audit
Auditing service that gives a fast snapshot of unapproved personal device usage and cyber security threats on regulated trading floors.
An effective way to rapidly establish the extent of unauthorised mobile and IoT device usage in restricted areas.
Mobile Compliance Audits
The best and most effective starting point to actually see what’s happening on your trading floors is to audit the mobile device usage in that space. Mobile Compliance Audits are a unique and effective way to rapidly establish the extent of unauthorised mobile and IoT device usage in restricted areas.
These audits are designed for financial organisations to get a snapshot of their firm’s compliance with the FCA’s SYSC (10.A.1.7) and demonstrate this with auditable evidence. It’s the perfect next step to demonstrate to the regulators, consumers and the markets that the firm is moving away from the antiquated desktop-led policies to address a complex technical problem.
Key benefits
Demonstrable Regulatory Enforcement
Mobile Compliance Audit delivers auditable evidence on the FCA requirement for personal device surveillance that goes beyond desktop-led policy exercise.
Visibility of All Mobile Activity and Breaches
Auditing the mobile device usage with indoor positioning technology will give the visibility of all work and personal devices, and potential breaches in regulated spaces.
Easy Mobile Deployment
Audits involve a rapid and easy deployment of the Mobilewatch technology and deliver a comprehensive and analytical trend report of mobile device usage in the monitored area.
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