What is a Mobile Compliance Audit

Auditing service that gives a fast snapshot of unapproved personal device usage and cyber security threats on regulated trading floors.
An effective way to rapidly establish the extent of unauthorised mobile and IoT device usage in restricted areas.

Mobile Compliance Audits

The best and most effective starting point to actually see what’s happening on your trading floors is to audit the mobile device usage in that space. Mobile Compliance Audits are a unique and effective way to rapidly establish the extent of unauthorised mobile and IoT device usage in restricted areas.

These audits are designed for financial organisations to get a snapshot of their firm’s compliance with the FCA’s SYSC (10.A.1.7) and demonstrate this with auditable evidence. It’s the perfect next step to demonstrate to the regulators, consumers and the markets that the firm is moving away from the antiquated desktop-led policies to address a complex technical problem.

Key benefits

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